Tag Archives: R.F. Lafferty Co. Inc.

RF Lafferty Stockbroker Sanctioned For Unauthorized Trading

December 22, 2020  |   Posted by :   |   Investment and Regulatory News, Unauthorized Trading   |   Comments Off on RF Lafferty Stockbroker Sanctioned For Unauthorized Trading

Jay Clint Tomlinson of New York New York a stockbroker currently registered with RF Lafferty Co. Inc. has been fined $7,500.00 and suspended for three months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based on findings that he effected trades in customer accounts without authorization. Letter of Acceptance Waiver […]

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