Tag Archives: PL Financial LLC

LPL Financial Sued By Customer For Suitability

April 25, 2017  |   Posted by :   |   Investment and Regulatory News, Securities Arbitration Claims, Variable Annuites   |   Comments Off on LPL Financial Sued By Customer For Suitability

James Anthony Nelson, of Evans City, Pennsylvania, a stockbroker formerly registered with LPL Financial, LLC, has been named in a customer initiated investment related written complaint on June 6, 2016, in which the customer requested more than $5,000.00 in damages based upon allegations that Nelson, from 2014 to 2016, made misrepresentations to the customer concerning […]

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