Ami Kathryn Forte of Palm Harbor Florida is a stockbroker formerly registered with Morgan Stanley who is the subject of a Financial Industry Regulatory Authority (FINRA) Wells Notice in which FINRA has determined that disciplinary action should be brought against Forte for possibly committing violations of FINRA Rules 2010 and National Association of Securities Dealers […]
Read More »
Tag Archives: Pinnacle Investments
FINRA Investigates Morgan Stanley Stockbroker
April 08, 2018 | Posted by : Guiliano Law Group | Investment and Regulatory News, Securities Arbitration Claims | Comments Off on FINRA Investigates Morgan Stanley Stockbroker
Former Pinnacle Investment Stockbroker Sued for Unsuitable Recommendations
September 17, 2016 | Posted by : Guiliano Law Group | Investment and Regulatory News, Unsuitable Investment Recommendations | Comments Off on Former Pinnacle Investment Stockbroker Sued for Unsuitable Recommendations
Mark A. Stanczyk, of Manlius, New York, a stockbroker fomerly associated with Pinnacle Investments, is subject to a pending customer dispute from February 1, 2016, in which the customer has requested $490,000.00 in damages in connection with allegations against Stanczyk of making unsuitable investment recommendations and trades in the customer’s account. Disclosure records reveal that […]
Read More »