Tag Archives: Pin Financial LLC

SEC Bars Pin Financial Chief Executive Officer For Fraud

July 16, 2018  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Tobin Joseph Senefeld of Indianapolis Indiana a former chief executive officer of Pin Financial LLC has been barred by Securities Exchange Commission (SEC) from associating with any broker or investment advisor in any capacity according to an Order Making Findings and Imposing Remedial Sanctions Pursuant to Securities Exchange Act of 1934 Section 15(b). In the […]

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Pin Financial LLC Stockbroker Barred In Investigation

Tobin J. Senefeld, of Carmel, Indiana, a stockbroker with Pin Financial, LLC, was permanently barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity after consenting to findings that he obstructed a FINRA investigation into allegations that Senefeld engaged in a Ponzi scheme. Letter of Acceptance, Waiver and Consent, No. 2015045728801 (Oct. […]

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