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SEC Charges Former PHX Financial Stockbroker Demitrios Hallas

April 26, 2017 | Posted by : Guiliano Law Group | Exchange Traded Notes, FINRA Securities Arbitration, Inverse/Leveraged ETF Funds, Investment and Regulatory News | 0 Comments

Demitrios Hallas, a former registered representative of Forefront Capital Markets and and PHX Financial was charged today by the United States Securities & Exchange Commission with the violation of the antifraud provisions of the federal securities laws in connection with the recommendation and sale of unsuitable securities. United States Securities & Exchange Commission v. Hallas, […]

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SEC Charges Former PHX Financial Stockbroker Demitrios Hallas

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