Tag Archives: Philip Hearl Hamilton

Hilltop Discharges Stockbroker For Unauthorized Trading

May 29, 2018  |   Posted by :   |   Investment and Regulatory News, Unauthorized Trading   |   0 Comments

Philip Hearl Hamilton of Arlington Texas a stockbroker employed by Hilltop Securities Independent Network Inc. has been discharged by the firm on March 13, 2018 supported by allegations that Hamilton violated the firm’s policies by effecting trades in a customer’s account that was deceased. Financial Industry Regulatory Authority (FINRA) Public Disclosure confirms that on August […]

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