Tag Archives: Petersen Investments Inc.

Petersen Investments Sued For Unauthorized Trading

December 15, 2017  |   Posted by :   |   Investment and Regulatory News, Unauthorized Trading   |   0 Comments

John Fotis Valliades, of New York, New York, a stockbroker registered with Petersen Investments Inc., has been fined $5,000.00 and suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he placed trades in customers’ accounts without authorization. Letter of Acceptance, Waiver and Consent, No. […]

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