Peter N. Girgis of New York New York a stockbroker currently registered with SW Financial is referenced in a Financial Industry Regulatory Authority (FINRA) investigation on September 15, 2020 where Girgis may face disciplinary action from FINRA Department of Enforcement based on accusations of unsuitability and excessive trading by the stockbroker. According to FINRA Public […]
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Tag Archives: Peter N. Girgis
SW Stockbroker Investigated For Excessive Trading
January 03, 2021 | Posted by : Guiliano Law Group | Boilerroom Sales, Churning, Excessive Trading, FINRA Securities Arbitration, Investment and Regulatory News | Comments Off on SW Stockbroker Investigated For Excessive Trading
Joseph Gunnar Sued For Misrepresentation
April 10, 2017 | Posted by : Guiliano Law Group | Boilerroom Sales, Investment and Regulatory News | 0 Comments
Peter N. Girgis, of Staten Island, New York, a stockbroker formerly registered with Joseph Gunnar & Co., LLC, has been named in a customer initiated investment related arbitration claim on May 5, 2016, in which the customer requested $687,000.00 in damages based upon allegations that Girgis misappropriated funds from the customer, effected unauthorized and unsuitable […]
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