Tag Archives: Peter George Ruggiere

Dawson James Sued For Breach Of Fiduciary Duty

July 11, 2020  |   Posted by :   |   Boilerroom Sales, Churning, Securities Arbitration Claims   |   Comments Off on Dawson James Sued For Breach Of Fiduciary Duty

Peter George Ruggiere of Boca Raton Florida a stockbroker currently registered with Dawson James Securities Inc. is the subject of a customer initiated investment related arbitration claim which was resolved for $10,000.00 in damages based upon accusations of misrepresentations concerning stock purchased for the customer’s account during the time that Ruggiere was associated with Dawson […]

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Investors Sue Dawson James For Excessive Trading

Peter George Ruggiere of Boca Raton Florida a stockbroker currently registered with Dawson James Securities Inc. is referenced in a customer initiated investment related arbitration claim in which the customer requested $80,013.13 in damages supported by accusations that (1) excessive stock trades were effected in the customer’s account (2) risks or other details of Ruggiere’s […]

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Customer Accuses Dawson James Of Misrepresentation

January 26, 2018  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Peter George Ruggiere, of Boca Raton, Florida, a stockbroker currently registered with Dawson James Securities, Inc., is the subject of a customer initiated investment related written complaint on November 7, 2017, in which the customer sought $34,869.00 in damages based upon allegations that between May of 2016 and November of 2017, misrepresentations had been made […]

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