Peter Chris Marketos of Paramus New Jersey a stockbroker formerly employed by Oppenheimer Co Inc. and Raymond James Associates Inc. has been fined $20,000.00 and suspended for one year from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that (1) Marketos made unsuitable investment recommendations to […]
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Tag Archives: Peter Chris Marketos
Oppenheimer Broker Suspended For Bad Recommendations
January 03, 2019 | Posted by : Guiliano Law Group | Bond Fraud, Investment and Regulatory News, Securities Arbitration Claims | 0 Comments
Customer Brings Arbitratoin Against Raymond James For Fraud
May 30, 2017 | Posted by : Guiliano Law Group | Breach of Fiduciary Duty, Investment and Regulatory News, Securities Arbitration Claims | 0 Comments
Peter Chris Marketos, of Paramus, New Jersey, a stockbroker formerly registered with Raymond James & Associates, Inc., has been named in a customer initiated investment related written complaint on March 2, 2017, in which the customer requested more than $5,000.00 in damages based upon allegations that Marketos, from October of 2014 to February of 2016, […]
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