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Regulator Investigates Sigma Financial Broker For Annuity Misconduct

Peter Matthew Bakalis of Trenton Michigan a stockbroker formerly employed by Sigma Financial Corporation is the subject of an investigation launched by the State of Michigan Department of Insurance and Financial Services on December 12, 2018 concerning Bakalis’ possible involvement in the unsuitable surrender of three customers’ annuity contracts. FINRA Public Disclosure confirms that Bakalis […]

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Regulator Investigates Sigma Financial Broker For Annuity Misconduct

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