Tag Archives: Peggy Jean Doherty-Punderson

FINRA Bars Morgan Stanley Stockbroker In Investigation

July 20, 2020  |   Posted by :   |   Securities Arbitration Claims   |   Comments Off on FINRA Bars Morgan Stanley Stockbroker In Investigation

Peggy Jean Doherty-Punderson (also known as Peggy Jean Waller) of Lebanon New Hampshire a stockbroker formerly employed by Morgan Stanley has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity founded on the stockbroker’s consent to findings that she failed to cooperate with FINRA during an investigation into transactions […]

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