Tag Archives: Paul Robert DiPietro

Investors File FINRA Securities Arbitration Claim Against Dawson James For Breach Of Fiduciary Duty

March 08, 2021  |   Posted by :   |   Investment and Regulatory News   |   Comments Off on Investors File FINRA Securities Arbitration Claim Against Dawson James For Breach Of Fiduciary Duty

Paul Robert DiPietro of Boca Raton Florida a stockbroker formerly registered with Dawson James Securities Inc. is referenced in a customer initiated investment related FINRA securities arbitration claim in which the customer sought $100,000.00 in damages based upon accusations of a breach of contract and breach of fiduciary duty by the stockbroker during the period […]

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Dawson James Securities Sued For Stockbroker Misconduct

Paul Robert DiPietro of Boca Raton Florida a stockbroker formerly employed by Dawson James Securities Inc. is referenced in a customer initiated investment related arbitration claim in which the customer sought $68,926.88 in damages founded on allegations of the customer being provided unsuitable investment advice by DiPietro as it pertained to over-the-counter equities held in […]

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