Tag Archives: Paul Francis Seymour

Cadaret Grant Stockbroker Admits To Unauthorized Trading

November 04, 2020  |   Posted by :   |   Securities Arbitration Claims, Unauthorized Trading   |   Comments Off on Cadaret Grant Stockbroker Admits To Unauthorized Trading

Paul Francis Seymour of Plattsburgh New York a stockbroker currently registered with Cadaret Grant Co. Inc. has been fined $5,000.00 and suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity supported by findings that Seymour engaged in unauthorized tradingĀ in investor accounts. Letter of Acceptance Waiver and Consent No. 2019061646404 (Oct. […]

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