Paul Edward Soll of Los Angeles California a stockbroker formerly employed by Financial West Group has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he declined to cooperate with FINRA in an investigation into accusations of Soll’s unsuitable investment recommendations and churning […]
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Tag Archives: Paul Edward Soll
Financial West Broker Barred In Investigation
July 16, 2018 | Posted by : Guiliano Law Group | Churning, Investment and Regulatory News, Unsuitable Investment Recommendations | 0 Comments