Tag Archives: Paul Douglas Stanley

Waddell And Reed Principal Barred In Investigation

March 21, 2017  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Paul Douglas Stanley, of Edmond, Oklahoma, a stockbroker and principal formerly registered with Waddell & Reed, Inc., has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he obstructed an investigation into allegations that he violated his firm’s policies concerning supervision, compensation and […]

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