Paul David Babaz of Atlanta Georgia a stockbroker formerly employed by Morgan Stanley has been terminated by the securities broker dealer on October 4, 2019 based upon allegations that (1) trades were effected in Morgan Stanley customer accounts without authorization and (2) trade adjustment forms had been improperly used by Babaz in reference to customers’ […]
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Tag Archives: Paul David Babaz
Morgan Stanley Stockbroker Terminated For Unauthorized Trading
December 18, 2019 | Posted by : Guiliano Law Group | Investment and Regulatory News, Unauthorized Trading | 0 Comments