Tag Archives: Patrick M. Hudson

RBC Capital Markets Broker Suspended For Selling Away

August 17, 2017  |   Posted by :   |   Selling Away and Outside Activities   |   0 Comments

Patrick M. Hudson, of Baltimore, Maryland, a stockbroker formerly registered with RBC Capital Markets, LLC, has been fined $10,000.00 and suspended for six months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that Hudson, inter alia, engaged in outside business activities and private securities transactions […]

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