Patrick John McLaughlin of Boca Raton Florida a stockbroker currently registered with Stifel Nicolaus Company Inc. is the subject of a customer initiated investment related arbitration claim where the customer sought $300,000.00 in damages based upon accusations that (1) stock trades were executed on an excessive basis and (2) unauthorized over-the-counter equities transactions were effected […]
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Tag Archives: Patrick John McLaughlin
Investors Sue Stifel Nicolaus For Excessive Trading
October 14, 2019 | Posted by : Guiliano Law Group | Churning, Excessive Trading, Investment and Regulatory News, Securities Arbitration Claims | 0 Comments
Stifel Nicolaus Sued By Customer For Municipal Securities Fraud
June 25, 2018 | Posted by : Guiliano Law Group | Investment and Regulatory News, Municipal Bond Fraud, Securities Fraud | 0 Comments
Patrick John McLaughlin of Boca Raton Florida a stockbroker currently registered with Stifel Nicolaus Company Inc. is the subject of a customer initiated investment related arbitration claim where the customer requested $970,000.00 in damages supported by accusations including (1) suitability (2) securities fraud and (3) misrepresentation relating to municipal debt transactions executed in the customer’s […]
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