Tag Archives: Patrick Emanuel Sutherland

Regulator Sanctions Innovation Partners Stockbroker

January 09, 2020  |   Posted by :   |   Failure To Supervise, Investment and Regulatory News   |   0 Comments

Yanique Elaine Lawrence of Charlotte North Carolina a former Chief Executive Officer and President of Innovation Partners LLC agreed to sanctions imposed by the Maryland Securities Division which involve her not engaging in securities business in Maryland based on her being permanently barred by Financial Industry Regulatory Authority (FINRA) in all principal capacities and suspended […]

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Innovation Partners Founder Barred By FINRA

September 13, 2019  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Patrick Emanuel Sutherland of Charlotte North Carolina a stockbroker formerly employed by Innovation Partners LLC has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity according to a FINRA Order Accepting Offer of Settlement containing findings that Sutherland controlled or managed Innovation Partners LP when he was disqualified from […]

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