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LPL Investment Holdings Broker-Dealer Sued Over $150 Million Ponzi Scheme

January 09, 2012 | Posted by : Guiliano Law Group | Failure To Supervise, Investment and Regulatory News, Ponzi Schemes | 0 Comments

The receiver appointed to handle the fallout from one of the largest Ponzi schemes in Minnesota history has filed suit in federal court in Minneapolis against NRP Financial Inc. for its failure to supervise a registered broker who participated in the fraud that bilked investors out of $150 million. NRP was a registered broker-dealer with […]

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LPL Investment Holdings Broker-Dealer Sued Over $150 Million Ponzi Scheme

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