Tag Archives: NTB Financial Corporation

NTB Financial Accused Of Promissory Note Scheme

May 12, 2020  |   Posted by :   |   Private Placement Fraud, Promissory Notes, Securities Arbitration Claims, Selling Away and Outside Activities   |   Comments Off on NTB Financial Accused Of Promissory Note Scheme

George Louis McCaffrey III of Englewood Colorado a stockbroker formerly associated with NTB Financial Corporation has been referenced in a customer initiated investment related complaint on May 14, 2019 in which the customer requested $290,000.00 in damages supported by allegations of the customer being inappropriately advised by McCaffrey to use individual retirement account funds to […]

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