Tag Archives: Norman R. Sicard Jr.

BSFS Broker Barred By FINRA

May 17, 2018  |   Posted by :   |   Customer Loans, Investment and Regulatory News   |   0 Comments

Norman R. Sicard Jr. of West Des Moines Iowa a stockbroker formerly employed by Broker Dealer Financial Services has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity by consenting to findings that he failed to cooperate with FINRA’s investigation into accusations of him making unsuitable investment recommendations and […]

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