Tag Archives: Nicolas Esteban Arango

Regulator Suspends Joseph Stone Stockbroker

August 15, 2017  |   Posted by :   |   Boilerroom Sales   |   0 Comments

Nicolas Esteban Arango, of Syosset, New York, a stockbroker formerly registered with Joseph Stone Capital L.L.C., has been suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon findings that Arango failed to provide FINRA staff with information after it was requested of him. Case No. 2017053874801 (May 22, […]

Read More »