Nicholas H. Shermeta, of Minneapolis, Minnesota, a stockbroker formerly registered with Northland Securities, Inc., has been permanently barred by the Securities and Exchange Commission (SEC) from working as an investment adviser or broker, or associating with any firm which provides investment advice or sells securities to the public, according to an Order Instituting Administrative And […]
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Tag Archives: Nicholas H. Shermeta
Northland Securities Stockbroker Barred
March 08, 2017 | Posted by : Guiliano Law Group | Investment and Regulatory News, Private Placement Fraud, Selling Away and Outside Activities | 0 Comments