Tag Archives: Niaz Elmazi

Global Arena Broker Sanctioned For Failure To Comply

April 05, 2018  |   Posted by :   |   Boilerroom Sales, Investment and Regulatory News   |   0 Comments

Niaz Elmazi of New York New York is a stockbroker formerly registered with Global Arena Capital Corp who has been sanctioned on May 5, 2017 by Financial Industry Regulatory Authority (FINRA) based upon allegations that Elmazi failed to confirm with FINRA whether he complied with FINRA Arbitration No. 16-00350 (Feb. 24, 2017) in which he […]

Read More »

Another Global Arena Capital Broker Barred By Regulators

March 21, 2017  |   Posted by :   |   Boilerroom Sales, Bond Fraud, Investment and Regulatory News   |   0 Comments

Niaz Elmazi, of New York, New York, a stockbroker formerly registered with Global Arena Capital Corp, has been permanently barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he did not provide FINRA personnel with a response regarding his compliance with a customer initiated […]

Read More »