Tag Archives: New Economic Opportunities Fund

Hoplon Financial Charged By SEC With Securities Fraud

December 22, 2020  |   Posted by :   |   Investment and Regulatory News, Securities Fraud   |   Comments Off on Hoplon Financial Charged By SEC With Securities Fraud

Daniel Benjamin Vazquez Sr. (also known as Dan Vasquez Senior) of Irvine California a stockbroker formerly registered with Cetera Advisors LLC is the subject of Securities and Exchange Commission (SEC) administrative proceedings in which the regulator will determine whether to bar Vazquez as a stockbroker or investment adviser representative among other capacities founded on allegations […]

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