Tag Archives: Nedjeen Baptiste

FINRA Bars JP Morgan Stockbroker In Investigation

March 18, 2021  |   Posted by :   |   Investment and Regulatory News, Selling Away and Outside Activities   |   Comments Off on FINRA Bars JP Morgan Stockbroker In Investigation

Nedjeen Baptiste of Lantana Florida a stockbroker formerly registered with JP Morgan Securities LLC has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based on findings that she failed to follow FINRA’s instructions during the period that she was under investigation for possibly violating FINRA rules on outside […]

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