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National Securities Sued by Customer for Misrepresentation

October 11, 2016 | Posted by : Guiliano Law Group | Breach of Fiduciary Duty, FINRA Securities Arbitration, Investment and Regulatory News | 0 Comments

Nathaniel R. Clay, of New York, New York, a stockbroker formerly with National Securities Corporation, is the subject of a pending customer dispute in which a customer seeks $513,218.40 in damages based upon the allegation that Clay committed negligence, breached his fiduciary obligations, and made misrepresentations to the customer. FINRA BrokerCheck reveals that Clay has been […]

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National Securities Sued by Customer for Misrepresentation

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