Tag Archives: Mutual Service Corporation

Mutual Securities Sued For Fraudulent Investments

November 24, 2019  |   Posted by :   |   Failure To Supervise, Investment and Regulatory News, Promissory Notes, Securities Arbitration Claims, Securities Fraud, Selling Away and Outside Activities   |   Comments Off on Mutual Securities Sued For Fraudulent Investments

Gary Lyle Pevey of Sacramento California a stockbroker formerly registered with Mutual Securities Inc. is referenced in a customer initiated investment related written complaint on April 29, 2019 where the customer requested $134,009.35 in damages founded on accusations that (1) the customer had been sold speculative and fraudulent investments which led the customer to experience […]

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Mutual Services Broker Caught Selling Woodbridge Notes

January 19, 2019  |   Posted by :   |   Investment and Regulatory News, Selling Away and Outside Activities   |   Comments Off on Mutual Services Broker Caught Selling Woodbridge Notes

Gary Lyle Pevey of Sacramento California a stockbroker formerly registered with Mutual Services Inc. has been fined $10,000.00 and suspended for twelve months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he sold away from his firm. Letter of Acceptance Waiver and Consent No. […]

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Mutual Service Corporation Stockbroker Caught Selling Away

March 21, 2017  |   Posted by :   |   Investment and Regulatory News, Selling Away and Outside Activities   |   Comments Off on Mutual Service Corporation Stockbroker Caught Selling Away

Akio Lawrence Bley, of Bala Cynwyd, Pennsylvania, a stockbroker formerly registered with Mutual Service Corporation, has been fined $5,000.00 and suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that Bley sold away from his firm. Letter of Acceptance, Waiver and Consent, No. 2014040860301 (Jan. […]

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