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Signator Investors Registered Representative Barred for Obstruction

February 12, 2016 | Posted by : Guiliano Law Group | Failure To Supervise, Investment and Regulatory News, Variable Annuites | 0 Comments

Morissa F. Rivo of Boca Raton, Florida, a registered representative with Signator Investors, Inc., was barred by Financial Industry Regulatory Authority (FINRA) from associating with any member in any capacity in connection with Rivo’s failure to cooperate with a FINRA investigation into allegations of Rivo’s misconduct. Letter of Acceptance, Waiver and Consent, No. 2014041961001 (Jan. […]

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Signator Investors Registered Representative Barred for Obstruction

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