Tag Archives: Montage Securities LLC

FINRA Bars Montage Stockbroker For Unauthorized Trading

Harold Francis Couglar of San Diego California a stockbroker formerly registered with Montage Securities LLC has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he (1) failed to report his discretionary trading of customer accounts held away from Montage Securities and (2) […]

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Montage Broker Investigated For Unauthorized Trading

March 12, 2018  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Harry Francis Couglar of San Diego California is a stockbroker formerly registered with Montage Securities LLC who is the subject of a Financial Industry Regulatory Authority (FINRA) Wells Notice where FINRA recommended that disciplinary action be pursued against Couglar for his unauthorized trading in customer accounts and for Couglar’s failure to report his activities to […]

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