Tag Archives: Mitchell Steven Morrison

Customer Sues Financial West For Oil And Gas Suitability

Mitchell Steven Morrison of Westlake Village, California is a former principal of Financial West Group who is the subject of a customer initiated investment related arbitration claim where the customer sought $1,937,365.00 in damages founded on accusations that Morrison failed to supervise a registered representative who made misrepresentations to the customer and placed unsuitable oil […]

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Financial West Group Sued For Failure To Supervise

August 31, 2017  |   Posted by :   |   Failure To Supervise, Securities Arbitration Claims   |   0 Comments

Mitchell Steven Morrison, of Westlake Village, California, a principal registered with Financial West Group, is the subject of a customer initiated investment related arbitration claim on June 19, 2017, in which the customer requested $1,937,365.00 in damages based upon allegations that Morrison neglected to supervise the activities of a subordinate stockbroker that made misrepresentations to […]

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