Tag Archives: Mitchell G. Behm

Edward Jones Stockbroker Suspended For Borrowing From Customer

July 29, 2017  |   Posted by :   |   Customer Loans   |   0 Comments

Mitchell G. Behm, of Denver, Colorado, a stockbroker formerly registered with Edward Jones, has been fined $10,000.00 and suspended for seven months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that Behm, inter alia, engaged in an unauthorized borrowing arrangement with a customer of the […]

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