Tag Archives: Milton Lyman Knowlton

Regulator Investigates MML Broker For Annuity Suitability

June 21, 2018  |   Posted by :   |   Investment and Regulatory News, Variable Annuites   |   0 Comments

Milton Lyman Knowlton of Memphis Tennessee a stockbroker currently registered with MML Investors Servcies LLC is the subject of a Tennessee Department of Commerce and Insurance investigation launched on February 6, 2018 concerning allegations that Knowlton effected an unsuitable replacement of a customer’s annuity policy. Financial Industry Regulatory Authority (FINRA) Public Disclosure reveals that on […]

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