Tag Archives: Milling & Mining LLC

HFP Capital Markets Stockbroker Barred For Unsuitable Recommendations

Brett I. Friedberg, of New York, New York, a stockbroker with HFP Capital Markets LLC, was permanently barred from associating with any Financial Industry Regulatory Authority (FINRA) member firm in any capacity per an Extended Hearing Panel Decision containing findings that Friedberg made unsuitable securities recommendations and negligently misrepresented information to customers. Department of Enforcement […]

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