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Raymond James Terminates Stockbroker For Failure To Supervise

September 30, 2020 | Posted by : Guiliano Law Group | Failure To Supervise, Securities Arbitration Claims | Comments Off

Michael Thomas Williams of Vero Beach Florida a stockbroker formerly registered with Raymond James Financial Services has been terminated from the securities broker dealer based upon accusations of Williams’ failure to supervise stockbrokers’ private correspondence with customers. Financial Industry Regulatory Authority (FINRA) Public Disclosure also reveals that Williams is the subject of a customer initiated […]

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Raymond James Terminates Stockbroker For Failure To Supervise

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