Tag Archives: Michael Thomas Williams

Raymond James Terminates Stockbroker For Failure To Supervise

September 30, 2020  |   Posted by :   |   Failure To Supervise, Securities Arbitration Claims   |   Comments Off on Raymond James Terminates Stockbroker For Failure To Supervise

Michael Thomas Williams of Vero Beach Florida a stockbroker formerly registered with Raymond James Financial Services has been terminated from the securities broker dealer based upon accusations of Williams’ failure to supervise stockbrokers’ private correspondence with customers. Financial Industry Regulatory Authority (FINRA) Public Disclosure also reveals that Williams is the subject of a customer initiated […]

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