Michael Scott Androulakis of New York New York is a stockbroker formerly registered with Legend Securities Inc. who has been fined $5,000.00 and suspended for three months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity supported by consenting to findings that he made unsuitable investment recommendations to customers concerning non-traditional […]
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Tag Archives: Michael Scott Androulakis
FINRA Fines Legend Securities Broker For Suitability
March 22, 2018 | Posted by : Guiliano Law Group | Investment and Regulatory News, Unsuitable Investment Recommendations | 0 Comments