Michael S. Androulakis, of New York, New York, a stockbroker formerly registered with Legend Securities, Inc., has been fined $5,000.00 and suspended from associating with any Financial Industry Regulatory Authority (FINRA) member firm in any capacity after consenting to findings that he effected a transaction in a customer’s account without authorization. Letter of Acceptance, Waiver […]
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Tag Archives: Michael S. Androulakis
Legend Securities Stockbroker Suspended For Unauthorized Trading
November 29, 2016 | Posted by : Guiliano Law Group | Investment and Regulatory News, Unauthorized Trading | 0 Comments