Michael Robert Greenfield of Boca Raton Florida a stockbroker formerly associated with Oppenheimer Co. Inc. has been referenced in a customer initiated investment related arbitration claim in which the customer requested $100,000.00 in damages supported by allegations of the violation of FINRA rules by Greenfield concerning oil and gas master limited partnership transactions that were […]
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Tag Archives: Michael Robert Greenfield
Investors Bring Arbitration Claims Against Oppenheimer
July 29, 2020 | Posted by : Guiliano Law Group | Alternative Investments, Securities Arbitration Claims | Comments Off on Investors Bring Arbitration Claims Against Oppenheimer
Oppenheimer Sued By Investors For Breach of Fiduciary Duty
October 18, 2019 | Posted by : Guiliano Law Group | Alternative Investments, Breach of Fiduciary Duty, Investment and Regulatory News, Securities Arbitration Claims | 0 Comments
Michael Robert Greenfield of Boca Raton Florida a stockbroker formerly registered with Oppenheimer Co. Inc. is referenced in a customer initiated investment related arbitration claim in which the customer sought $200,000.00 in damages supported by allegations that (1) fiduciary duties owed by the stockbroker were breached (2) contractual obligations had not been complied with (3) […]
Read More »Customer Sues Oppenheimer For Fraud
March 07, 2018 | Posted by : Guiliano Law Group | Investment and Regulatory News, Municipal Bond Fraud | 0 Comments
Michael Robert Greenfield of Boca Raton Florida is a stockbroker formerly registered with Oppenheimer and Company who is the subject of a customer initiated investment related arbitration claim where the customer requested one hundred forty-seven thousand three hundred thirty-four dollars in damages founded on allegations of (1) omissions (2) fraud (3) breach of contract (4) […]
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