Tag Archives: Michael Richard Mackay

Investors Sue Transamerica Over Fake Promissory Notes

July 29, 2020  |   Posted by :   |   Ponzi Schemes, Promissory Notes, Securities Arbitration Claims, Selling Away and Outside Activities   |   Comments Off on Investors Sue Transamerica Over Fake Promissory Notes

Michael Richard Mackay of Cincinnati Ohio a stockbroker formerly associated with Transamerica Financial Advisors has been referenced in a customer initiated investment related arbitration claim in which the customer requested $100,000.00 in damages supported by allegations that the customer had been placed into real estate security and insurance products as well as a charitable annuity […]

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Investors Sue Transamerica For Fraudulent Promissory Notes

Michael Richard Mackay of Cincinnati Ohio a stockbroker formerly employed by Transamerica Financial Advisors Inc. is the subject of a customer initiated investment related arbitration claim where the customer requested $620,000.00 in damages founded on allegations that customers had been placed into inappropriate promissory notes which Mackay effected outside the auspices of the securities broker […]

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FINRA Bars Transamerica Stockbroker In Investigation

Michael Richard Mackay of Cincinnati Ohio a stockbroker formerly registered with Transamerica Financial Advisors Inc. has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that Mackay failed to comply with a FINRA investigation concerning allegations of Mackay having referred customers of Transamerica Financial […]

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