Tag Archives: Michael Rene Lavelanet

Woodstock Financial Group Broker Charged With Failure To Disclose Warrants

February 24, 2016  |   Posted by :   |   Failure To Supervise, Investment and Regulatory News   |   0 Comments

Michael Rene Lavelanet, of Garden City, New York, was charged by the Financial Industry Regulatory Authority (FINRA) in a Complaint alleging that Lavelanet willfully failed to disclose an estimated $382,490.00 in state warrants and federal tax liens via Form U4 updates, as well as falsely attesting the annual compliance questionnaire administered by Woodstock regarding such […]

Read More »