Tag Archives: Michael Ray Matos

JP Morgan Broker Barred By FINRA For Failure To Cooperate

September 12, 2018  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Michael Ray Matos of Whippany New Jersey a stockbroker formerly registered with J.P. Morgan Securities LLC has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon allegations that Matos failed to respond to FINRA personnel’s request for information. Case No. 2017056198201 (May 16, 2018). According to FINRA […]

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