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FINRA Bars JP Morgan Broker In Theft Investigation

January 19, 2019 | Posted by : Guiliano Law Group | Forgery, Investment and Regulatory News, Misappropriation of Funds, Stockbroker Theft | 0 Comments

Michael Patrick Nanto of Del Mar California a stockbroker formerly employed by J.P. Morgan Securities LLC has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity founded on allegations that Nanto failed to comply with FINRA during an inquiry into Nanto’s activities. Case No. 2017054342001 (May 24, 2018). According […]

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FINRA Bars JP Morgan Broker In Theft Investigation

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