Michael Nicholas Guilfoyle, of New York, New York, a stockbroker formerly registered with Legend Securities, Inc., has been named in a customer initiated investment related arbitration claim, which settled on October 2, 2015, for $99,999.00 in damages based upon allegations that Guilfoyle excessively traded or churned the customer’s investment account, made unsuitable over-the-counter equity recommendations, […]
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Tag Archives: Michael Nicholas Guilfoyle
Legend Securities Sued For Unsuitability
March 07, 2017 | Posted by : Guiliano Law Group | FINRA Securities Arbitration, Investment and Regulatory News, Securities Arbitration Claims | 0 Comments