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PFS Stockbroker Sanctioned By FINRA For Customer Loans

November 04, 2020 | Posted by : Guiliano Law Group | Customer Loans, Securities Arbitration Claims | Comments Off

Michael Kris Pina of Fort Lauderdale Florida a stockbroker formerly employed by PFS Investments Inc. has been fined $10,000.00 and suspended for sixteen months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity founded on findings that Pina borrowed money from customers of the securities broker dealer. Letter of Acceptance Waiver […]

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PFS Stockbroker Sanctioned By FINRA For Customer Loans

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