Tag Archives: Michael Jeffrey Rudd

United Planners Customer Suitability Complaint

August 31, 2017  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Michael Jeffrey Rudd, of Norman, Oklahoma, a stockbroker formerly registered with United Planners’ Financial Services, is the subject of a customer initiated investment related written complaint, which settled on May 5, 2017, for $9,738.00 in damages, wherein the customer’s claim was supported by allegations that Rudd allocated the customer’s investment portfolio in exchange traded funds […]

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