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Baird Stockbroker Sanctioned For Private Securities Transactions

Michael Jason Collins of Chicago Illinois a stockbroker formerly registered with Robert W. Baird Co. Incorporated has been fined $10,000.00 and suspended for five months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity supported by findings that Collins sold away from his securities broker dealer employer. Letter of Acceptance Waiver […]

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Baird Stockbroker Sanctioned For Private Securities Transactions

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