Tag Archives: Michael James Keane

UBS Sued for Unsuitable Energy Partnership Sales

November 28, 2017  |   Posted by :   |   Direct Participation Programs, Over Concentration   |   0 Comments

Michael James Keane of Melville, New York, a stockbroker formerly registered with UBS Financial Services, Inc., is the subject of a customer initiated investment related complaint on October 2, 2017, where the customer sought $300,000.00 in damages supported by allegations that Keane failed to follow the customer’s instructions, and effected purchases of speculative master limited […]

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