Tag Archives: Michael James Farrell

Aegis Capital Corp Accused Of Unsuitable Recommendations

August 26, 2021  |   Posted by :   |   FINRA Securities Arbitration, Investment and Regulatory News, Unsuitable Investment Recommendations   |   Comments Off on Aegis Capital Corp Accused Of Unsuitable Recommendations

Michael James Farrell  of Red Bank New Jersey a stockbroker formerly registered with Aegis Capital Corp is referenced in a customer initiated investment related FINRA securities arbitration claim in which the customer requested $190,873.62 in damages based on accusations that Farrell provided unsuitable recommendations to them in regard to investments held in the customer’s Aegis […]

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